Internal Auditor

nCino offers exciting career opportunities for individuals who want to join the worldwide leader in cloud banking. The Internal Auditor assists the Internal Audit Department in the planning and reporting of internal control over financial reporting (Sarbanes-Oxley/SOX), financial, operational, IT and compliance audits of various activities across nCino’s operations. This role will participate in the completion of operational, financial and compliance related assurance and advisory audits/reviews with guidance provided by senior team members and Internal Audit leadership. This will also support and assist with aspects of nCino’s SOX process including process walkthroughs, and controls testing. Lastly, this role will assist with aspects of nCino’s annual Service Organization Control (SOC) 1 and 2 audit reports. Job Responsibilities: Sarbanes-Oxley (SOX):With guidance provided, assist with SOX project activities for nCino operations, including coordination with business process owners regarding the documentation and operating effectiveness of their processes, risks and controls.Assist and perform process walkthroughs, flowcharts and SOX testing for key controls.Maintain and update SOX documentation in nCino’s Internal Audit workpaper repository, including controls, test plans, and process flowcharts.Assist with coordination between external auditors, management and internal audit for SOX planning, testing and issue management. Operational, Financial, IT and Compliance Audits:Assist with all phases of audits in accordance with internal audit methodology for assurance and advisory projects from planning, scoping, scheduling, business unit coordination, risk assessment, testing and reporting.Assist with Internal Audit kick off meetings, scope and objective development during the audit planning phase. Perform process walk-throughs, interviews, document process narratives and flowcharts, and complete testing of areas assigned; and prepare accurate, complete, objective and timely audit workpapers to support conclusions and recommendations.Assist with identification of process risks, control strengths and improvements.Contribute to and identify effective solutions to mitigate control weaknesses and make recommendations for process improvements.Assist with Internal Audit closing meetings, issue documentation, obtaining management action plans, risk rating and report writing. Assist with the Issue Management process through follow-up, monitoring and validation of management action plan completion. Other:Assist with nCino’s Service Organization Control (SOC) 1 and SOC 2 audit process through partnership with business areas to obtain and review documentation, coordination with external auditors, and review and organization of documentation requested. Participate in special assignments as deemed necessary by management, the Audit Committee and Internal Audit leadership. Assist with administrative tasks and other assignments as required.Qualifications:  Required:Bachelor’s Degree, preferably in Finance, Business Admin, Accounting, Information Systems or related field or combination of equivalent education and experience.2+ Years of Auditing, Compliance, Risk Management, IT Risk Management or other equivalent field.Strong written and verbal communication, with experience in collaborating with others.Critical thinking and analytical skills.Ability to organize several different tasks simultaneously and meet project deadlines. Ability to maintain effective relationships with team members, business area partners and external auditors.Ability to maintain strict confidentiality at all times.Ability to understand, remember, and apply oral and/or written instructions or other information. Ability to understand, remember, and communicate routine, factual information. Assessing the accuracy, neatness and thoroughness of the work assigned.Ability to make decisions which have moderate impact on immediate work unit Ability to make informal presentations, inside and/or outside the organization. Ability to compose letters, outlines, memoranda, and basic reports Ability to complete routine forms, use existing form lettersDesired:Professional Certification: CPA, CIA, CISA, CFE or other equivalent. Knowledge of the Committee of Sponsoring Organizations of the Treadway Commission (COSO) 2013 framework and Enterprise Risk Management (ERM), SOX Compliance, or Institute of Internal Auditors (IIA) Standards.Experience with NetSuite, Floqast, Salesforce or equivalent financial system technology.Strong computer skills including Microsoft applications, experience with ERP systems such as NetSuite, and cloud-based internal audit tools such as AuditBoard.Experience with data analytics tools and techniques.nCino retains the right to change or assign other duties to this position as business operations require. Applicants must be currently authorized to work in the United States on a full-time basis. Limited immigration sponsorship may be available. If you thrive in a high-energy, entrepreneurial environment, we invite you to share your passion, ideas and excitement at nCino. nCino provides equal employment opportunities to all employees and applicants for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, protected veteran status, disability, genetics or other protected groups. In addition to federal law requirements, nCino complies with applicable state and local laws governing nondiscrimination in employment in every location in which the company has facilities. This policy applies to all terms and conditions of employment, including recruiting, hiring, placement, promotion, termination, layoff, recall, transfer, leaves of absence, compensation and training.nCino is committed to the full inclusion of all qualified individuals. As part of this commitment, nCino will ensure that persons with disabilities are provided reasonable accommodations. If reasonable accommodation is needed to participate in the job application or interview process, to perform essential job functions, and/or to receive other benefits and privileges of employment, please contact us at recruiting@ncino.com. Our commitment to inclusion and equality includes a strong belief that the diversity of our team is instrumental to our success.  We strive to create workplaces where employees are empowered to bring their authentic selves to work.